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Finance and Audit Committee Meeting

January 16, 2007
09:00 AM - 10:00 AM
ERCOT Austin
8000 Metropolis (Building E), Suite 100
Austin, TX 78744
168
Dial-In: 866-793-9858
Dial-In Code: 8832290

Comments

Call to Order at 9:00 a.m. With Coverage of Critical Items Only


Agenda

  Call to Order

C Karnei

9:00 a.m.

1.

  Adjourn to Executive Session

 

.

 

 -  Significant Audit Findings

B Wullenjohn

 

 

 -  EthicsPoint Update

E Arterberry

 

 

 -  Update on Internal Audit staffing

B Wullenjohn

 

 

 -  Update on Internal Audit goals

C Karnei

 

 

 -  Discussion with Executive Management

Jones/
Byone

 

 

 -  Assessment of the adequacy & effectiveness of IA staff

B Wullenjohn; then
committee
discussion

 

 

  Reconvene to General Session

 

 

2.

  Approval of Minutes* (Vote) (12/12/06)

C Karnei

 

3.

  Confirm financial qualifications of committee members (see premail)

committee
discussion

 

4.

  Elect committee officers (VOTE)

S Byone

 

5.

  Review Finance and Audit Committee charter

S Byone

 

6.

  Review PwC disclosure of auditor independence

S Barry

 

7.

  PwC Report on 2006 SAS 70 Audit

S Barry

 

8.

  Assessment of compliance, the internal control environment and systems of internal controls

C Moseley/
M Petterson

 

9.

  Review preliminary 2006 financial results (no premail)

M Petterson

 

10.

  Quarterly Investment Results (no premail)

C. Yager

 

11.

  Recommendation for Board approval of updated nodal fee filing (VOTE)

S Byone

 

12.

  Determine new date for Credit Workshop

C. Yager

 

13.

  Committee Briefs (premail only)

n/a

 

14.

  Future Agenda Items

S Byone

 

 

  Adjourn

 

9:55 a.m.

Scheduled FINANCE_AUDIT Meetings

Key Documents

Feb 12, 2007 - pdf - 1.3 MB
Jan 12, 2007 - pdf - 189.8 KB
Jan 8, 2008 - pdf - 49.2 KB

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