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NPRR552
Summary
| Title | Additional Counter-Party Criteria |
|---|---|
| Next Group | |
| Next Step | |
| Status | Approved on 09/17/2013 |
| Effective Dates |
10/01/2013
|
Action
| Date | Gov Body | Action Taken | Next Steps |
|---|---|---|---|
| 09/17/2013 | BOARD | Approved | |
| 09/05/2013 | TAC | Recommended for Approval | ERCOT Board for consideration |
| 07/18/2013 | PRS | Recommended for Approval | TAC for consideration |
Voting Record
| Date | Gov Body | Motion | Result |
|---|---|---|---|
| 09/17/2013 | BOARD | To approved NPRR552 as recommended by TAC in the 9/5/13 TAC Report. | Passed |
| 09/05/2013 | TAC | To recommend approval of NPRR552 as recommended by PRS in the 7/18/13 PRS Report and as amended by the 8/15/13 ERCOT comments | Passed |
| 07/18/2013 | PRS | To grant Urgent status and recommend approval of NPRR552 as submitted. | Passed |
Background
| Status: | Approved |
|---|---|
| Date Posted: | Jul 3, 2013 |
| Sponsor: | ERCOT |
| Urgent: | Yes |
| Sections: | 16.16.1, 22J |
| Description: | Under the CFTC’s "Final Order on RTO and ISO Exemption for Certain Specified Transactions" issued in response to the ISO/RTO Joint Application for Exemption (Final Order), to be eligible for the exemption, applicable transactions must be entered into by persons who are either "appropriate persons" or "eligible contract participants" as defined in the CEA, or that meet other conditions as defined in the Final Order. This NPRR incorporates these requirements into the Protocols and mandates an annual certification by Counter-Parties that they are in compliance. |
| Reason: | To ensure that ERCOT remains in compliance with the terms of the CFTC Final Order. |
Key Documents
Jul 3, 2013 - doc - 89 KB
Jul 3, 2013 - doc - 54.5 KB
Jul 11, 2013 - doc - 63 KB
Jul 17, 2013 - doc - 40 KB
Jul 22, 2013 - doc - 92.5 KB
Aug 1, 2013 - doc - 38.5 KB
Aug 15, 2013 - doc - 77.5 KB
Sep 5, 2013 - doc - 97.5 KB
Sep 18, 2013 - doc - 99 KB